Chief Compliance Officer
Brian’s primary responsibility is to ensure that Boyer & Corporon Wealth Management meets SEC regulatory and government agencies compliance mandates in all legal, ethical, procedural and structural ways, as well as our firm’s high internal morals and values. He is also a member of the BCWM Investment Committee.
With over 14 years of experience in the financial services industry, Brian has the know-how to keep BCWM compliant with the rules and regulations of marketing and portfolios portfolio management. We rely on Brain to review all of our advertising, marketing, and public relations methods to verify they meet required regulatory standards and convey our clear, ethical structure to investors. He has an integral role within our portfolio management department as he oversees all security transactions.
In May 2015, BCWM announced our compliance with the Global Investment Performance Standards (GIPS®). Brian works with our Vice President of Investment Operations to ensure daily compliance procedures are met. He possesses a deep and clear understanding of BCWM client guidelines and works diligently to ensure set guidelines are followed every day.
In addition to his BCWM responsibilities, Brian is as a member of the KC Compliance Group, meeting regularly with other professionals to stay current on compliance topics and review SEC procedures. Brian earned a Bachelor of Arts from the University of Kansas and resides in Shawnee, KS with his wife and two sons.
More News About Brian
- 03 April 2010 by BCWMAt Boyer & Corporon Wealth Management, an important part of our job is to ac...READ MORE +