Brian Hackleman recently attended, via webcast, the 2009 Regional CCOutreach Seminar.
TheSecurities and Exchange Commission hosts these annual seminars to help compliance officers address compliance in today’s evolving environment. This year’s seminar topics included fiduciary duty, safeguarding client assets, performance claims and compliance resources.
This information is provided for general information purposes only and should not be construed as investment, tax, or legal advice. Past performance of any market results is no assurance of future performance. The information contained herein has been obtained from sources deemed reliable but is not guaranteed.